Unclaimed
Michael Healy is a financial professional with over 25 years of experience in the securities industry. He has a strong track record of success in the financial services industry, having worked for several prominent firms, including Thomas Weisel Partners LLC and Volpe Brown Whelan & Company, LLC. Currently, Michael is a registered representative with Truist Securities, Inc. Michael is dedicated to providing his clients with personalized financial advice and investment solutions that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/06/2011 - Present
Truist Securities, Inc. (SAN FRANCISCO CA)
CA
12/21/1999 - 07/20/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/04/1997 - 12/20/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
CA
07/22/1997 - 09/03/1997
PROTRADE SECURITIES, INC. (SAN FRANCISCO CA)
NY
01/24/1992 - 03/07/1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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