Unclaimed
Michael Thomas Hargrove has been in the financial industry since October 29, 2014. Michael is currently registered with Drivewealth, LLC and has previously worked at SG Americas Securities, LLC, Deutsche Bank Securities Inc., and Goldman, Sachs & Co.. Michael has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2021 - Present
Drivewealth, LLC (New York NY)
NY
05/20/2015 - 03/02/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
10/27/2014 - 05/06/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/12/2012 - 05/21/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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