Unclaimed
Michael Thomas Gill is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with LPL Financial LLC and has previously held positions at OSAIC WEALTH, INC., National Securities Corporation, and Securities America, Inc. Michael is a Certified Financial Planner™ professional and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/03/2024 - Present
LPL Financial LLC (Monroe CT)
AZ
10/18/2023 - 12/22/2023
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
SC
02/04/2021 - 10/19/2023
LPL FINANCIAL LLC (FORT MILL SC)
NY
01/02/2019 - 02/02/2021
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/20/2018 - 12/31/2018
FSIC (New York NY)
NY
10/24/2012 - 04/16/2018
SECURITIES AMERICA, INC. (NEW YORK NY)
IL
01/10/2007 - 10/10/2012
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
CT
09/22/2004 - 12/04/2006
TOUCHSTONE SECURITIES, INC. (STAMFORD CT)
MA
11/12/2002 - 06/20/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/12/2002 - 06/20/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
KS
06/26/2002 - 10/31/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 07/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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