Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Geroux is a financial advisor with over 17 years of experience. Michael is currently registered with MUFG Securities Americas Inc. and has previously been affiliated with CVP Capital LLC, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities Inc. and Chase Securities Inc. Michael holds Series 7, 79, 63, and SIE licenses. Michael has been active in the industry since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/19/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
03/11/2015 - 04/04/2016
CVP CAPITAL LLC (Greenwich CT)
NY
06/26/2007 - 10/12/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IL
07/22/2004 - 06/19/2007
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
02/14/2002 - 09/12/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/29/1996 - 08/11/2000
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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