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Michael Thomas Gastineau

Capital Client Group, Inc.

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About Michael Thomas Gastineau

Michael Gastineau is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Capital Client Group, Inc. and has previously worked for several firms including Paychex Securities Corporation, OneAmerica Securities, Inc., Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc. and The Huntington Investment Company. Michael has a strong background in financial services and has held various licenses and certifications throughout his career. Michael is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Michael Gastineau is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Michael Gastineau’s Registration & Firm History

IN

02/04/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

NY

08/21/2017 - 01/17/2019

PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)

IN

03/06/2012 - 08/17/2017

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

WI

01/01/2009 - 03/05/2012

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (JANESVILLE WI)

WI

11/16/2005 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (JANESVILLE WI)

OH

04/08/2003 - 07/08/2005

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

NY

09/13/2000 - 03/14/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 09/29/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 09/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Thomas Gastineau.
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