Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Doherty is a financial advisor with Lazard Freres & Co. LLC. Michael has been in the financial industry since December 10, 2017. Michael has passed the Series 63, Series 7, Series 79, and SIE exams and is a registered representative with FINRA. Previously, Michael was with Needham & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/02/2020 - Present
Lazard Freres & Co. LLC (SAN FRANCISCO CA)
NY
08/18/2015 - 05/09/2018
NEEDHAM & COMPANY, LLC (NEW YORK NY)
BC
Issued 10/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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