Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Dirocco is a financial advisor with over 20 years of experience in the financial services industry. Michael currently works as a financial advisor for National Financial Services LLC where they have been registered since June 2007. Prior to that, Michael was a financial advisor at Fidelity Brokerage Services LLC from July 2001 to May 2007. Michael holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
06/05/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
07/05/2001 - 05/16/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Dirocco is the right advisor for you? Invested Better is here to help.
