Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clark is a financial professional with over 20 years of experience in the financial services industry. Michael is currently registered with RBC Capital Markets, LLC. Michael was previously registered with CUNA Brokerage Services, Inc., Wells Fargo Clearing Services, LLC, AIG Capital Services, Inc., Riversource Distributors, Inc., Ameriprise Financial Services, Inc., Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., and Forum Financial Services, Inc. Michael has a wide range of experience in financial planning, portfolio management, and retirement planning. Michael has a strong commitment to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/15/2017 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/13/2017 - 08/03/2017
CUNA BROKERAGE SERVICES, INC. (APPLE VALLEY MN)
MN
06/16/2014 - 01/10/2017
WELLS FARGO CLEARING SERVICES, LLC (INVER GROVE HEIGHTS MN)
NJ
08/12/2010 - 05/01/2014
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MN
01/01/2007 - 08/06/2010
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
09/23/2002 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
CA
12/13/2000 - 06/29/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
06/25/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
ME
11/26/1993 - 09/03/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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