Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cerminaro is a financial advisor with over 25 years of experience in the financial industry. Michael has a Series 7, Series 10, Series 24, Series 63, and Series 66 licenses and is registered in Connecticut, Florida, Massachusetts, New Hampshire, New York, Pennsylvania, and Vermont. Michael is currently employed by LPL Financial LLC and provides investment advisory and financial planning services to individuals, families, corporations, and charitable organizations. Michael has experience with a variety of investment strategies and can help clients develop a personalized financial plan to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/24/2024 - Present
LPL Financial LLC (Syracuse NY)
NY
09/01/2006 - 09/15/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/06/2004 - 05/24/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
WI
06/14/2000 - 07/06/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NY
12/20/1996 - 07/28/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 07/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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