Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ausburn is a Financial and Operations Principal who has been working in the securities industry since December 11, 2004. Michael is currently registered with Natwest Markets Securities Inc. and previously worked at Pershing Advisor Solutions LLC and Pershing LLC. Michael has passed the Series 27, SIE, and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/26/2013 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NJ
03/15/2013 - 06/13/2013
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
11/30/2004 - 06/13/2013
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 11/29/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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