Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thomas Aaron is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with Wedbush Securities Inc. Michael is also registered with the state of California and Utah. In addition to his Series 7, 31, and 63 licenses, Michael also holds a Series 65 license. Previously, Michael was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Provo, UT. Michael's expertise lies in providing financial planning and investment management services to individuals and businesses. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/15/2013 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
UT
09/26/2006 - 11/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVO UT)
UT
07/07/1995 - 09/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVO UT)
BC
Issued 01/14/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2005
Series 31 - Futures Managed Funds Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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