Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hofmann is an investment advisor representative registered with LPL Financial LLC. Michael has been in the financial services industry since 1981. Prior to joining LPL Financial LLC, Michael worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and Morgan Stanley DW Inc. Michael is licensed in Alabama, Florida, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, Tennessee, Utah, Virginia, and West Virginia. Michael also holds the Series 7, Series 10, Series 9, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
05/15/2015 - Present
LPL Financial LLC (ORANGE BEACH AL)
AL
07/31/2014 - 05/15/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GULF SHORES AL)
AL
08/31/2005 - 08/04/2014
LPL FINANCIAL LLC (FLORENCE AL)
NY
11/10/1998 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/19/1981 - 11/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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