Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Terrence Sullivan is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Michael is a licensed investment professional with over 17 years of experience in the financial services industry. Michael has experience working for several financial institutions including Newbridge Securities Corporation and LPL Financial. Michael holds several securities licenses including Series 7, 63, 65, and 66. He has also passed the Series 24 and 27 principal exams. In addition to his experience in the financial services industry, Michael is also the owner of Two River Home Inspectors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/28/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
FL
11/02/2021 - 02/08/2023
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
SC
01/27/2021 - 11/11/2021
LPL FINANCIAL LLC (HILTON HEAD SC)
NJ
06/14/2017 - 03/02/2021
REGAL SECURITIES, INC. (Sea Girt NJ)
NY
03/06/2006 - 08/02/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/21/2003 - 03/02/2006
CONSOLIDATED RESEARCH LLC (NEW YORK NY)
NY
09/24/1997 - 04/01/2003
THOMSON INSTITUTIONAL SERVICES INC. (NEW YORK NY)
NY
10/30/1996 - 06/03/1997
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/16/1994 - 12/31/1994
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 06/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/19/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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