Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Terrence McGuire has over 30 years of experience in the securities industry, specializing in trading and operations. Michael is currently registered with Dealerweb Inc., Tradeweb LLC, and Tradeweb Direct LLC. Michael has previously held positions at several other firms including Swiss Re Capital Markets Corporation, BNP Paribas Securities Corp., and Daiwa Securities America Inc.. Michael is a highly experienced and knowledgeable financial professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/15/2019 - Present
Dealerweb Inc. (NEW YORK NY)
NY
06/22/2006 - 07/29/2014
SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/13/2001 - 05/26/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/11/2000 - 02/06/2001
ROBERT FLEMING INC. (NEW YORK NY)
NY
01/28/2000 - 09/05/2000
PARIBAS CORPORATION (NEW YORK NY)
FL
11/30/1998 - 07/20/2000
BNP CAPITAL MARKETS, LLC (MIAMI FL)
PA
08/26/1998 - 03/17/1999
BNP SECURITIES (USA), INC. (KING OF PRUSSIA PA)
NY
11/18/1997 - 07/29/1998
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
07/31/1995 - 11/10/1997
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
02/10/1995 - 07/19/1995
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
NY
10/01/1992 - 11/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/1999
Series 14 - Compliance Officer Examination
BC
Issued 12/13/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/27/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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