Unclaimed
Michael Taylor Wagner is a registered representative with UBS Securities LLC. Michael has been in the securities industry for over 3 years and has experience in Investment Banking. Michael has passed the Series 63, SIE, and Series 79TO exams. Michael is registered in the state of New York. Prior to joining UBS Securities LLC, Michael was a registered representative with Credit Suisse Securities (USA) LLC and Natixis Securities Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/03/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
10/18/2021 - 06/07/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/25/2019 - 07/07/2021
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 11/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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