Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richter is a financial advisor with Bluerock Capital Markets LLC. Michael has been in the industry since 2014. Michael has a Series 7, Series 66 and SIE license. Michael is licensed in California and Washington. Michael was previously employed at KBS CAPITAL MARKETS GROUP LLC and VERTICAL CAPITAL SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/21/2018 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CA
06/04/2015 - 11/15/2016
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
05/07/2014 - 05/19/2015
VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)
BOTH
Issued 09/12/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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