Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tartaglia is a financial advisor with over 27 years of experience in the financial industry. Michael currently works at Wells Fargo Clearing Services, LLC and is registered in New Jersey and Texas. Michael has previously held positions at Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, N.A., Morgan Stanley & Co. Incorporated, and A. G. Edwards & Sons, Inc. Michael is a Certified Financial Planner and holds a Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/18/2019 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NJ
06/01/2009 - 07/22/2019
MORGAN STANLEY (SHORT HILLS NJ)
NJ
10/26/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
03/01/2002 - 11/02/2007
A. G. EDWARDS & SONS, INC. (SHORT HILLS NJ)
NJ
08/31/1992 - 03/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 04/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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