Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Taft Gantt is a financial advisor currently associated with Wells Fargo Clearing Services, LLC. Michael has been in the industry since January 14, 2000 and is registered to provide investment advice in 28 states and Texas. Michael is also a registered representative and is a Series 7, Series 10, Series 3, Series 9, and Series 66 licensed professional. In addition to Wells Fargo Clearing Services, LLC, Michael has worked for FSC Securities Corporation, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/02/2023 - Present
Wells Fargo Clearing Services, LLC (PINEHURST NC)
NC
03/28/2003 - 04/03/2009
FSC SECURITIES CORPORATION (SOUTHERN PINES NC)
NY
01/06/2000 - 03/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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