Unclaimed
Michael Taboada is a registered representative at Bofa Securities, Inc. based in NEW YORK, NY. Michael joined Bofa Securities, Inc. in 2019 and has more than 20 years of experience in the securities industry. Prior to joining Bofa Securities, Inc., Michael worked at UBS Securities LLC, Barclays Capital Inc. and Deutsche Bank Securities Inc. Michael holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/16/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
06/11/2013 - 03/19/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
09/12/2007 - 01/04/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/12/1999 - 09/12/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
04/26/1999 - 05/11/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 03/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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