Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael t.? Claim Your ProfileMichael Hogan is a financial advisor with UBS Securities LLC. Michael has been in the industry for 35 years and holds several licenses and certifications. Michael's experience includes working with UBS Financial Services Inc., UBS Capital Markets L.P., and Schwab Capital Markets L.P.. Michael is registered to conduct business in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/25/2005 - Present
UBS Securities LLC (STAMFORD CT)
NJ
06/16/2005 - 08/01/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
03/28/2005 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
CT
11/22/2004 - 02/17/2005
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
CT
06/10/1996 - 11/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
06/08/1995 - 06/27/1996
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
NY
01/26/1995 - 05/15/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 12/08/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
05/24/1988 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NA
11/25/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
BC
Issued 01/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/09/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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