Unclaimed
Michael Norum is a registered representative with Northwestern Mutual Investment Services, LLC. Michael is licensed to offer securities in 13 states and is actively registered with FINRA and the SEC. Michael's experience in the industry began on January 20, 2022, and they hold the Series 7TO, Series 63 and SIE licenses. Michael's primary office location is in Onalaska, Wisconsin, where they provide services to clients in a variety of areas including Arizona, California, Colorado, Illinois, Indiana, Kentucky, Maine, Michigan, Minnesota, Missouri, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/21/2022 - Present
Northwestern Mutual Investment Services, LLC (onalaska WI)
BC
Issued 02/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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