Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fels is a financial advisor with over 30 years of experience in the industry. Michael Fels is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael Fels is also registered with the following states: Arizona, California, Colorado, Florida, Idaho, Louisiana, Mississippi, Nevada, New York, Ohio, Texas, and Washington. Michael Fels has passed the Series 3, 7, 31, 63, and 66 exams. Michael Fels is a sole proprietor of a real estate brokerage business and is also involved in pursuing patent applications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
07/13/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BATON ROUGE LA)
NA
09/05/1989 - 02/15/1990
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/11/1988 - 09/23/1989
SHEARSON LEHMAN HUTTON INC.
NA
08/21/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 10/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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