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Michael T Farley

Columbia Management Investment Distributors, Inc.

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About Michael T Farley

Michael Farley is a financial professional with over 20 years of experience in the industry. Michael has held positions at various financial institutions including McDonald Investments Inc., Charles Schwab & Co., Inc., Fidelity Investments Institutional Services Company, Inc., Scudder Financial Services, Inc., Scudder Investor Services, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Michael is currently registered with Columbia Management Investment Distributors, Inc. and holds the Series 6, 7, 26, and 63 licenses.

Firm Information

Michael Farley is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Farley’s Registration & Firm History

MA

09/22/2023 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

06/14/2018 - 09/20/2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

OH

02/27/2002 - 08/02/2005

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

TX

02/03/2000 - 04/26/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

RI

10/26/1999 - 11/30/1999

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

03/31/1999 - 10/04/1999

SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)

NY

01/01/1998 - 03/31/1999

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

MA

07/31/1997 - 12/16/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/31/1997 - 12/16/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael T Farley.
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