Unclaimed
Michael T. Bacon is a financial professional with over 25 years of experience in the industry. Michael currently is a registered representative of Franklin Distributors, LLC. Michael previously worked at firms such as Nuveen Securities, LLC, CCO Capital, LLC, Black Creek Capital Markets, LLC, Cole Capital Corporation, Goldman, Sachs & Co., FTAM Funds Distributor, Inc., ALPS Distributors, Inc., Bisys Fund Services Limited Partnership, American Funds Distributors, Inc., Conseco Equity Sales, Inc., Charles Schwab & Co., Inc., City Securities Corporation, Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. Michael has a broad range of experience and holds Series 6, 7, 24, and 63 licenses. Michael is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/08/2024 - Present
Franklin Distributors, LLC (BALTIMORE MD)
IL
09/21/2021 - 04/15/2024
NUVEEN SECURITIES, LLC (CHICAGO IL)
AZ
11/03/2020 - 07/06/2021
CCO CAPITAL, LLC (PHOENIX AZ)
CO
11/01/2017 - 10/24/2020
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
AZ
01/05/2012 - 10/30/2017
COLE CAPITAL CORPORATION (PHOENIX AZ)
NY
03/23/2010 - 12/22/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
OH
01/02/2008 - 03/12/2010
FTAM FUNDS DISTRIBUTOR, INC. (CINCINNATI OH)
OH
05/14/2007 - 12/31/2007
ALPS DISTRIBUTORS, INC. (CINCINNATI OH)
OH
10/09/2006 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (CINCINNATI OH)
IN
07/02/2002 - 09/20/2006
AMERICAN FUNDS DISTRIBUTORS, INC. (INDIANAPOLIS IN)
IN
04/04/2000 - 06/17/2002
CONSECO EQUITY SALES, INC. (CARMEL IN)
TX
04/30/1999 - 02/18/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
02/05/1997 - 02/25/1999
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
07/29/1996 - 12/18/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/29/1996 - 12/18/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 03/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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