Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Swift is a securities professional with Wells Fargo Securities, LLC. Michael is registered in eight states including California, Illinois, Maryland, Massachusetts, New York, Texas, Washington, and Wisconsin. Michael holds the Series 63, Series 52TO, and SIE licenses. Michael is licensed to offer securities products and services in the states mentioned.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/10/2020 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 09/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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