Unclaimed
Michael Sullivan Hart is a financial advisor who has been in the industry since 1993. Michael is currently registered with Sanford C. Bernstein & CO., LLC, a firm that is active in both the Broker-Dealer and Investment Advisor capacities. Michael has been with the firm since November of 2013. Prior to that, Michael worked for AllianceBernstein Investments, Inc. Michael specializes in pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
TN
11/07/2013 - Present
Sanford C. Bernstein & CO., LLC (Nashville TN)
TN
11/11/1998 - 11/11/2013
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NJ
10/02/1995 - 10/26/1998
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MA
08/27/1992 - 06/26/1994
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MN
04/02/1992 - 09/09/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/02/1992 - 09/09/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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