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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Augustine is an investment advisor representative for D.a. Davidson & Co. based in Bozeman, MT. Michael has been in the industry since 1994 and has experience working with clients of various types, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Michael is licensed in multiple states and holds a variety of licenses including Series 7, 63, 65, 3, 10 and 9. Michael is also a board member for the American Red Cross Montana Region and is involved in charitable work.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
10/01/2018 - Present
D.a. Davidson & Co. (BOZEMAN MT)
MT
09/11/2009 - 03/08/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOZEMAN MT)
MT
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (BOZEMAN MT)
MT
01/30/1996 - 08/12/2006
PIPER JAFFRAY & CO. (BOZEMAN MT)
CA
06/29/1994 - 12/01/1994
CRUTTENDEN & CO., INC. (NEWPORT BEACH CA)
NJ
08/25/1993 - 06/22/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 09/03/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
05/19/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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