Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with Neuberger Berman BD LLC. Michael has been working in the financial services industry since October 27, 2020 and holds Series 7, Series 66, and SIE licenses. Michael previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stamford, Connecticut. Michael is currently registered with the state of New York as a Registered Representative and Investment Advisor Representative.
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NY
05/03/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CT
10/27/2020 - 04/29/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
BOTH
Issued 02/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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