Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stubbs is a financial advisor with UBS Financial Services Inc. with over 14 years of experience in the industry. Michael has been registered with UBS Financial Services Inc. since 2022, previously working with Wells Fargo Clearing Services, LLC, Northwestern Mutual Investment Services, LLC, and PNC Investments. Michael holds licenses for Series 7, Series 10, Series 9, Series 63, and Series 66 and has completed the SIE exam. Michael has worked in several offices across Florida before settling in Lake Worth. Michael's previous experience includes positions with Michael Lawhon and Northwestern Mutual Wealth Management Company.
Lake Worth, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/04/2022 - Present
UBS Financial Services Inc. (Lake Worth FL)
FL
07/20/2017 - 02/25/2022
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
10/01/2014 - 05/01/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FT LAUDERDALE FL)
FL
07/12/2013 - 09/09/2014
PNC INVESTMENTS (AVENTURA FL)
SC
01/16/2008 - 07/03/2013
SCOTTRADE, INC. (MT.PLEASANT SC)
BOTH
Issued 5/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/17/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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