Unclaimed
Michael Stuart Parker is a financial advisor registered with the state of Minnesota. He is affiliated with Osaic Wealth, Inc. based in Scottsdale, Arizona. Michael has over 30 years of experience in the financial services industry. Michael is a registered representative and investment advisor representative. Michael has Series 7 and 63 licenses as well as a Series 26 and Series 65. Michael's specializations include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
07/16/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NM
03/19/2012 - 08/10/2017
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
CO
09/20/2010 - 07/13/2011
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
CO
11/23/2005 - 06/11/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NJ
11/04/2004 - 07/20/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
CO
08/05/1997 - 11/05/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
IN
08/25/1993 - 02/17/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/25/1993 - 02/17/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
WI
11/04/1992 - 09/15/1993
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NY
06/20/1989 - 08/05/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/20/1989 - 08/05/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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