Unclaimed
Michael Stieglitz is a financial advisor with LPL Financial LLC. Michael has been in the financial services industry since 2003 and is registered with FINRA as a Registered Representative. Michael has also been registered with the state of New Jersey as an Investment Advisor Representative since 2019. Michael is licensed to sell securities in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Indiana, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Michael offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Michael has worked with 1ST Global Capital Corp., PFS Investments Inc., and Cami Financial Group in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/03/2019 - Present
LPL Financial LLC (SPARTA NJ)
NJ
01/09/2004 - 12/31/2018
1ST GLOBAL CAPITAL CORP. (SPARTA NJ)
GA
02/03/2003 - 01/16/2004
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 11/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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