Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Prowse is a financial advisor based in Charlotte, NC. Michael is currently registered with Wells Fargo Securities, LLC and holds a Series 79TO, Series SIE, and Series 7. Michael is a Series 63 and Series 66 licensed advisor. Michael has been in the financial industry since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/25/2019 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
SC
01/01/2014 - 07/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
BC
Issued 06/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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