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Michael Steven Serra

MMA Securities LLC

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About Michael Steven Serra

Michael Steven Serra is a registered representative with MMA Securities LLC and MMA Asset Management LLC. Michael has been in the financial industry since 2015 and has been actively registered with both the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Michael has passed the Series 7, Series 52, and Series 66 examinations and has experience in financial advising and asset management. Michael holds the Chartered Financial Analyst designation and is a partner in a small beer company. Michael is a passionate advocate for his clients and is dedicated to providing them with the highest level of service and expertise.

Firm Information

Michael Serra is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Michael Serra’s Registration & Firm History

MA

01/02/2020 - Present

MMA Securities LLC (Boston MA)

PA

11/23/2016 - 01/27/2020

PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)

PA

06/25/2015 - 01/26/2016

RAYMOND JAMES & ASSOCIATES, INC. (Philadelphia PA)

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Licenses & Designations

BOTH

Issued 01/05/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/25/2015

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Steven Serra.
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