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Michael Steven Rosenthal

Nuveen Asset Management, LLC

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About Michael Steven Rosenthal

Michael Rosenthal is an investment advisor representative at Nuveen Asset Management, LLC based in Chicago, Illinois. Michael has been in the industry since 1982 and has passed several industry exams, including the Series 7, Series 6, Series 52, and Series 24. Michael is registered as an Investment Advisor Representative in Illinois. Michael is affiliated with Nuveen Asset Management, LLC since 2011. Before joining Nuveen Asset Management, LLC, Michael worked at NUVEEN SECURITIES, LLC.

Firm Information

Michael Rosenthal is currently registered with Nuveen Asset Management, LLC. Nuveen Asset Management, LLC is an investment adviser with offices in CHICAGO, IL. The firm manages over $239 billion in assets for clients, including individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Nuveen provides portfolio management services, including discretionary and non-discretionary services. The firm also offers other advisory services, such as model portfolio advice, selection of other advisers, and pension consulting. Nuveen's client base includes a broad range of institutional and individual investors.
Nuveen Asset Management, LLC

333 WEST WACKER DRIVE

CHICAGO, IL 60606

$239.61B

Assets Under Management

22

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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model portfolio advice

Model portfolio advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Rosenthal’s Registration & Firm History

IL

09/01/2011 - Present

Nuveen Asset Management, LLC (CHICAGO IL)

IL

04/13/1983 - 10/11/2012

NUVEEN SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 06/21/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/28/2010

Series 24 - General Securities Principal Examination

BC

Issued 03/12/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1988

Series 52 - Municipal Securities Representative Examination

BC

Issued 04/12/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Steven Rosenthal.
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