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Michael Steven Quelle

Pershing LLC

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About Michael Steven Quelle

Michael Quelle has been a registered representative since 1994, with experience in the securities industry dating back to September 13th, 1994. Michael has a strong background in securities trading, holding licenses including Series 7, Series 55, Series 57TO, and Series 52TO. Michael currently holds a Series 24 license and is registered with Pershing LLC, where they have been employed since 2014. Prior to that, they worked at BNY Mellon Capital Markets, LLC. Michael has a broad geographic reach, maintaining active registrations in 53 states, including Alabama, Alaska, Arizona, and more.

Firm Information

Michael Quelle is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Quelle’s Registration & Firm History

NY

09/14/1994 - Present

Pershing LLC (NEW YORK NY)

NY

01/02/2014 - 08/07/2017

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2006

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Steven Quelle.
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