Unclaimed
Michael Nichols is a registered investment advisor with Cutter & Company, Inc., a firm that has been in business since 2004. Michael has been in the industry for over 25 years, starting his career at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds licenses in 23 states and is a Series 7, Series 31, Series 66 and SIE exam holder. Michael is dedicated to providing financial advice and portfolio management to individuals, corporations, businesses and charitable organizations. In addition to his investment advisory responsibilities, Michael is also a registered representative with Cutter & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/31/2018 - Present
Cutter & Company, Inc. (BALLWIN MO)
NY
11/30/2001 - 05/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/07/1998 - 12/05/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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