Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Steven Jim is a registered investment advisor representative. Michael is a securities professional with over 30 years of experience. Michael has been with Wells Fargo Clearing Services, LLC since November 2016. Before that, Michael was with AXA Advisors, LLC and MONY Securities Corporation. Michael Steven Jim has a diverse range of experience, having worked with a number of financial services companies. Michael is licensed to provide investment advice in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (SYRACUSE NY)
NY
06/01/2005 - 08/21/2015
AXA ADVISORS, LLC (SYRACUSE NY)
NY
12/10/1993 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
07/17/1992 - 11/27/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/19/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Jim is the right advisor for you? Invested Better is here to help.
