Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gordon is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed in multiple states. Prior to joining Stifel, Michael was a registered representative with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC. Michael has experience in a variety of areas, including financial planning, pension consulting, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
12/02/2011 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/19/2008 - 01/25/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/08/2002 - 03/25/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/22/2001 - 07/11/2002
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)
NY
06/27/2000 - 01/26/2001
UBS WARBURG LLC (NEW YORK NY)
NY
07/01/1998 - 07/07/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/04/1994 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NA
06/25/1993 - 08/04/1994
SALOMON BROTHERS MUNICIPALS INC
NY
05/26/1993 - 08/04/1994
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/19/1989 - 05/21/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/18/1988 - 07/03/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/19/1987 - 03/15/1988
OPPENHEIMER & CO., INC.
NA
12/17/1985 - 09/19/1986
TUCKER, ANTHONY & R. L. DAY, INC.
BOTH
Issued 08/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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