Unclaimed
Michael Barbe is an active investment advisor representative with RBC Capital Markets, LLC. Michael has passed the Series 79TO, Series 63 and SIE exams. Michael's career in the investment industry began on August 4, 2022, and is currently registered with RBC Capital Markets, LLC in California. Michael is registered as a broker-dealer in California. RBC Capital Markets, LLC is a registered investment advisor that provides investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutional investors. The firm's advisory services include portfolio management, financial planning, and pension consulting. RBC Capital Markets, LLC has a strong commitment to providing clients with personalized investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/05/2022 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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