Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bach is a financial professional with over 19 years of experience in the financial services industry. Michael is currently registered with Charles Schwab & Co., Inc. and has been with the firm since December 2021. Prior to joining Charles Schwab, Michael was employed by TD Ameritrade, Inc. and Scottrade, Inc. Michael is a Series 63 and Series 66 licensed representative, and has passed Series 3, 4, 7, 9, 10, 24, and 52TO exams. Michael is also a registered investment advisor (IA) in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/19/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
NE
12/20/2017 - 01/19/2022
TD AMERITRADE, INC. (OMAHA NE)
MO
05/15/2007 - 04/07/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
06/26/2003 - 05/14/2007
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/10/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/02/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michael Bach is the right advisor for you? Invested Better is here to help.
