Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Garland is a financial professional licensed to provide investment advice in multiple states. Michael is currently employed at Tradition Securities And Derivatives LLC. Michael has been in the financial services industry since December 31, 2015. Michael has Series 7TO, SIE, and Series 99 securities licenses, and holds a Series 63 Uniform Securities Agent State Law Examination license. Michael is registered to provide investment advice in California, Connecticut, Florida, Illinois, Minnesota, New York, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/05/2019 - Present
Tradition Securities AND Derivatives LLC (Wayzata MN)
MN
01/01/2016 - 09/10/2019
AGENCY TRADING GROUP, INC. (WAYZATA MN)
BC
Issued 03/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Michael Garland is the right advisor for you? Invested Better is here to help.
