Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stephen Wallman is an investment advisor representative at Grove Point Advisors, LLC. Michael has been in the securities industry for over 26 years. Michael holds a Series 7, Series 63, and Series 65 licenses. Michael is a licensed insurance agent and has experience in providing fixed insurance sales and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/01/2021 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
FL
09/28/2011 - 09/13/2016
INVESTORS CAPITAL CORP. (ORLANDO FL)
FL
12/13/2007 - 08/30/2011
SECURITIES AMERICA, INC. (ORLANDO FL)
FL
04/10/2002 - 12/13/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIAMI FL)
MA
12/14/2000 - 04/02/2002
MOORS & CABOT, INC. (BOSTON MA)
NY
03/23/1998 - 12/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
12/12/2000 - 12/13/2000
MOORS & CABOT, INC. (BOSTON MA)
NY
10/02/1996 - 04/02/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/09/1996 - 08/16/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/28/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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