Unclaimed
Michael Stephen Tuell is a financial advisor who has been in the industry since 1991. Michael is currently registered with Ameriprise Financial Services, LLC. Michael is also registered in Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York and Vermont. Michael has experience with various financial products and services, including securities, investment advisory, and insurance. Michael has a strong history of experience with clients including high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Outside of Michael's work with Ameriprise Financial Services, LLC, Michael is also an independent insurance broker and a college hockey TV analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
08/10/2020 - Present
Ameriprise Financial Services, LLC (Bangor ME)
ME
11/30/2010 - 08/17/2020
LPL FINANCIAL LLC (BANGOR ME)
ME
06/05/2009 - 11/30/2010
NRP FINANCIAL, INC. (PORTLAND ME)
ME
06/17/2005 - 06/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
ME
10/05/1993 - 06/20/2005
MEANS INVESTMENT CO., INC. (BANGOR ME)
NY
04/11/1991 - 12/17/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
05/25/1990 - 01/29/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/25/1990 - 01/29/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 08/15/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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