Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Thurlow is a financial professional with over 28 years of experience in the industry. Michael is currently registered with Piper Sandler & Co. and previously worked at Weeden & Co. L.P., UBS Securities LLC, SBC Warburg Dillon Read Inc. and Cantor Fitzgerald Securities. Michael holds the Series 7, Series 55, Series 57TO and SIE licenses. Michael is registered in 11 states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Missouri, New York, North Carolina, Pennsylvania, and Texas. Michael has a strong background in investment banking and capital markets, with a focus on public finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/02/2019 - Present
Piper Sandler & Co. (Greenwich CT)
CT
05/08/2006 - 08/02/2019
WEEDEN & CO.L.P. (GREENWICH CT)
NY
06/29/1998 - 05/09/2006
UBS SECURITIES LLC (NEW YORK NY)
CT
02/27/1996 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
10/28/1994 - 02/06/1996
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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