Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sweazey is a financial professional with over 15 years of experience in the industry. Currently, Michael is registered with Securian Financial Services, Inc. in Georgia and Virginia. Michael has held previous roles at Questar Capital Corporation, Capital Brokerage Corporation, and Wachovia Securities, LLC. Michael holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
05/11/2018 - Present
Securian Financial Services, Inc. (ST PAUL MN)
GA
05/25/2016 - 02/01/2018
QUESTAR CAPITAL CORPORATION (WOODSTOCK GA)
VA
01/31/2014 - 04/04/2016
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
01/04/2007 - 03/22/2012
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
11/24/2005 - 12/13/2006
WACHOVIA SECURITIES, LLC (ASHLAND VA)
BC
Issued 01/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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