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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shapiro is a financial advisor in Albany, NY. Michael has been in the financial services industry for over 20 years and is currently registered with Cetera Investment Advisers LLC. Michael has been working as an independent insurance agent and is a Senior Vice President at Professional Planning Group. Michael's career began in 1998 at Signator Investors, Inc., before moving to Waddell & Reed, Inc. in 2000. From 2003 to 2021, Michael was with VOYA FINANCIAL ADVISORS, INC. and has a history of working with clients in Florida, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, and Wisconsin. Michael is a registered Investment Advisor Representative and holds Series 6, 62, 63 and 65 licenses as well as the SIE exam. Michael has worked with individuals, high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (ALBANY NY)
NY
05/05/2003 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (ALBANY NY)
KS
08/02/2000 - 05/07/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
MA
08/03/1998 - 07/27/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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