Unclaimed
Michael Stephen Scialla is a financial advisor with Stephens in Castle Rock, Colorado. Michael has been in the industry since May 2001 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Michael is registered with both the state of Colorado and Arkansas, as well as the Financial Industry Regulatory Authority (FINRA). Michael holds several licenses and certifications, including Series 65, 66, 7, 86, and 87 licenses, as well as the SIE exam. Michael is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
01/08/2024 - Present
Stephens (CASTLE ROCK CO)
CO
07/10/2010 - 09/16/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
CO
01/03/2008 - 07/20/2010
THOMAS WEISEL PARTNERS LLC (DENVER CO)
MO
02/05/2001 - 12/03/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/18/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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