Unclaimed
Michael Stephen Nowicki is a financial advisor with Thrivent Investment Management Inc. in Madison, Wisconsin. Michael has been in the industry since 2012 and has a wide range of experience in helping individuals and families achieve their financial goals. Michael has passed the Series 63, Series 7 and Series 65 exams. Michael is registered in 14 states, including Arizona, Colorado, Florida, Illinois, Indiana, Michigan, Minnesota, South Dakota, Tennessee, Texas, West Virginia and Wisconsin. Michael is committed to providing clients with personalized advice and guidance, and is dedicated to helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
08/16/2019 - Present
Thrivent Investment Management Inc. (Madison WI)
IA
Issued 08/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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