Unclaimed
Michael Stephen Hodges is a financial advisor registered with LPL Financial LLC. Michael has been in the financial services industry since March 11, 1989, and holds various professional designations. Michael specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations. Michael’s clients include individuals other than high-net-worth, high-net-worth individuals, corporations, and charitable organizations. Michael has experience with a wide range of investment products and services, including stocks, bonds, mutual funds, and variable annuities. Michael is committed to providing his clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/01/2019 - Present
LPL Financial LLC (FORT MYERS FL)
FL
02/05/2013 - 09/09/2013
CETERA INVESTMENT SERVICES LLC (FORT MYERS FL)
FL
03/07/2012 - 09/20/2012
PNC INVESTMENTS (BONITA SPRINGS FL)
FL
10/30/2009 - 02/21/2012
SECURITIES AMERICA, INC. (BONITA SPRINGS FL)
FL
08/18/2008 - 10/30/2009
COLONIAL BROKERAGE, INC. (FT. MYERS FL)
FL
03/07/2008 - 08/04/2008
SECURITIES AMERICA, INC. (LONGWOOD FL)
FL
12/19/2006 - 02/29/2008
FIRST TENNESSEE BROKERAGE, INC. (LONGWOOD FL)
FL
03/14/2006 - 11/21/2006
COUNTRYWIDE INVESTMENT SERVICES, INC. (SARASOTA FL)
TN
11/02/1998 - 11/09/2005
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
TN
04/26/1993 - 10/19/1998
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
IN
03/26/1992 - 05/24/1993
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NA
12/01/1987 - 09/12/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
06/18/1987 - 12/07/1987
BRENNER STEED, INC.
NA
01/01/1987 - 06/12/1987
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
BOTH
Issued 07/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Hodges is the right advisor for you? Invested Better is here to help.