Unclaimed
Michael Stephen Cox is a financial advisor registered with Nylife Securities LLC in Charlotte, NC. Michael has been in the industry for over 200 days. Michael holds the Series 63, Series 6TO, and SIE licenses. Michael is registered with the state regulators of North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/11/2023 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 12/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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